1. In the case of mergers & acquisitions, a client who is seeking an investment bank’s assistance in a purchase transaction, may also require help in obtaining financing and in hedging interest rate or foreign currency risks associated with the acquisition.

　　2. In the case of dispositions, owners and senior executives of the acquired company often seek asset management services. In this case, the high net worth relationship managers will be brought in to provide comprehensive advice on investment alternatives and to execute the client’s desired strategy.

　　3. For entrepreneurs who have built successful businesses, the Equity Capital Market group of an investment bank (or referred to as merchant in S.E. Asia) will help them get their enterprises listed publicly. The private client group of the same investment bank will be introduced to the relationship and start a dialogue with these business owners to manage their restricted stocks through the help of specialists from the restricted stock business area. Once the proceeds are realized after selling a part of their holdings of the company, they will assist the owners on wealth diversification through portfolio investment.